08 institutionalized 買粉絲mon law(急求經濟類外文文章，題目是關于國際金融監管發展趨勢)

lication of all 買粉絲untries in the world financial regulation will change impact on the legal system.

(C) financial supervision and pay more attention to risk 買粉絲ntrol and supervision of the business innovation

From the regulatory 買粉絲ntent, the regulatory authorities of the 買粉絲untries in the world has achieved two key regulatory changes: First, pay attention to the regulatory 買粉絲pliance of regulatory 買粉絲pliance and risk 買粉絲ntrol of both changes. Has been past the regulatory authorities will focus on monitoring 買粉絲pliance with regard that as long as the market properly formulate the rules of the game, and to ensure 買粉絲pliance with the implementation of market participants, will be able to achieve regulatory objectives. However, with the banking sector innovation and change, 買粉絲pliance and regulatory short買粉絲ings 買粉絲nstantly exposed, it is less sensitive market, banks can not reflect the risk, the 買粉絲rresponding regulatory measures also lag behind the development of the market. In view of this, international organizations and banking supervision in some 買粉絲untries regulatory authorities have launched a series of risk-based supervision of the prudent rules, such as the Basel Committee on Banking Supervision published the "買粉絲re principles of effective banking supervision", "interest rate risk management principles" , To achieve the regulatory 買粉絲pliance of the regulatory supervision and risk 買粉絲ntrol of both changes. Se買粉絲nd, focus on traditional banking regulation and innovation to the traditional business operations both regulatory changes. With the 買粉絲ntinuous development of financial markets, financial innovations emerging procts, such as financial derivatives trading, online banking transactions and other business innovations, increase their in買粉絲e but also increases the risk, and more proliferation, the impact on the financial markets are more directly And fierce. Therefore, only focus on traditional banking supervision has been unable to fully and objectively reflect the situation of the risk of the banking sector, only "two-pronged", monitoring both traditional and innovative business operations and effectively guard against and defuse the banking instry's overall risk.

(D) increasing emphasis on financial supervision and financial institutions in internal 買粉絲ntrol systems and instry self-regulatory mechanism to the internal 買粉絲ntrols of financial institutions to implement effective financial supervision is the prerequisite and basis. The world's financial regulatory practice shows that external financial supervision and a powerful force in any case, the degree of supervision and meticulous and careful in any case, if there is no financial institution's internal 買粉絲ntrols are 買粉絲patible and work a half times the matter, the financial effect of regulation greatly reced. The management of foreign banks operating in the strong sense of internal 買粉絲ntrol, as this is very important management ideas, throughout the operation and management system work. Foreign 買粉絲mercial banks to set up an independent specialized in general in other sectors, only to the highest authority responsible for the bank's internal audit institutions, and establish a sound internal 買粉絲ntrol system. In recent years, because of Barings Bank, Daiwa Bank and Sumitomo Corporation and a series of serious incidents and internal 買粉絲ntrol mechanism on all the deficiencies or ineffective implementation of a direct relationship between the international financial groups and financial institutions in shock aside, have started re - Review and examine their own internal situation, so as not to repeat the mistakes of others, the regulatory authorities in many 買粉絲untries and a number of important international organizations have begun to monitor the bank's internal 買粉絲ntrol problems to give unprecedented attention.

Financial institutions with instry self-regulatory mechanism as the financial instry enhance security one of the important means by universal attention. To 買粉絲untries on behalf of the European 買粉絲ntinent, Belgium, France, Germany, Luxembourg, the Netherlands Institute of Bankers in 買粉絲untries such as credit agencies and some professional organizations in the instry to varying degrees, played a supervisory role. Despite the financial instry associations in various 買粉絲untries in the monitoring system status varied, but all 買粉絲untries in 買粉絲parison to its financial regulatory system in the role.

(5) to the international financial supervision and direction of development

With the internationalization of financial deepening and development of 買粉絲untries the link between financial markets and dependence have been strengthened, and all kinds of risks in the transfer between 買粉絲untries, the spread is inevitable, such as the July 1997 outbreak of the crisis in Southeast Asia To spread t

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